Detailed Answer
(b) When certain material events take place, such as a
change in corporate control, the corporation covered under the
1934 Act must file Form 8-K, a current report, with the SEC
within four days after the material event occurs. Answer (a) is
incorrect because Burk Corporation must file Forms 10-K, annual
reports, and Forms 10-Q, quarterly reports, whether or not a
material event has taken place. Answer (c) is incorrect because
there is no such exception provided. Answer (d) is incorrect
because Rules 504, 505, and 506 under Regulation D apply to the
initial issuance of securities under the Securities Act of 1933 and
do not relieve Burk Corporation from the filing requirements
with the SEC under the 1934 Act.