Financial Markets and Securities Offerings Paper 1

1

Which of the following economic functions is provided by the securities markets?






2

Which of the following is not true about financial markets?






3

The financial markets that trade debt securities with maturities of less than 1 year and are dealer-driven are






4

Which of the following financial instruments can be traded in international money markets?






5

In capital markets, the primary market is concerned with the provision of new funds for capital investments through






6

If a multinational firm were to raise equity capital on the London Stock Exchange, this would be referred to as a






7

The over-the-counter (OTC) market is






8

The market for outstanding, listed common stock is called the






9

Which of the following is a financial intermediary?






10

James Wills, the treasurer of a major multinational company, needs to borrow $50 million to finance new production facilities. Wills is deciding between direct financing or a public offering. All of the following statements in regard to these two alternatives are correct except that






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