Internal Auditing and Systems Controls Paper 3

1

Which of the following is most likely to be an element of an effective regulatory compliance program?






2

Which of the following is not a true statement about the relationship between internal auditors and external auditors?






3

In recent years, which two factors have changed the relationship between internal auditors and external auditors so that internal auditors are partners rather than subordinates?






4

To improve their efficiency, internal auditors may rely upon the work of external auditors if it is






5

Internal auditors may provide consulting services that add value and improve an organization’s operations. The performance of these services






6

Which of the following statements is true?






7

Which type of engagement focuses on operations and how effectively and efficiently the organizational units affected will cooperate?






8

Which type of engagement attempts to measure the accomplishment and relative success of the undertaking?






9

Which of the following issues need not be addressed by internal auditors when performing a privacy engagement?






10

Which method of evaluating internal controls during the preliminary review provides the auditor with the best visual grasp of a system and a means for analyzing complex operations?






Result

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