Detailed Answer
(c) Under the Federal Securities Act of 1933, which
incorporates the filing requirements of the Federal Securities
Exchange Act of 1934, the issuer must file with the SEC an annual
report on Form 10-K. Answer (a) is incorrect because the
issuer must file the annual report with the SEC but is not required
to distribute it to its stockholders. Answer (b) is incorrect
because the solicitation of proxies triggers certain proxy solicitation
rules. Answer (d) is incorrect because it is the current report
on Form 8-K that is filed when material events occur. The Form
10-Q is filed each of the first three quarters of each year and is
known as the quarterly report.